Regulatory & Documentation Services in the context of family office and wealth management refer to the specialized support that ensures compliance with legal, financial, and taxation regulations while managing all necessary documentation related to the family’s assets, investments, and operations.
As AKM Wealth Pvt. Ltd., a trusted mutual fund distributor, your Regulatory & Documentation Services are essential for both compliance and client confidence. This service streamlines investments, protects clients, and ensures all legal, tax, and regulatory standards are met.
Comprehensive investment solutions designed specifically for Non-Resident Indians
Handling Know Your Customer (KYC) verification, PAN updates, and online/offline onboarding for new investors; includes digital and physical documentation support as per SEBI/AMFI rules.
Assistance with application forms, nominee registration, bank mandates, risk profile forms, switching/redemption, and SIP/STP/SWP documentation.
Ensuring ongoing compliance with SEBI, AMFI, RBI, and FATCA/CRS guidelines. Proactive document requests for regulatory updates, UBO (Ultimate Beneficial Ownership), and FATCA status.
Providing transparent disclosures regarding mutual fund features, risks, commissions, fees, and total expense ratios (TER). Maintaining accurate and secure investor records, folios, and transaction statements.
Guidance and assistance on capital gains tax documentation, TDS certificates, and investment declarations needed for Indian and NRI clients.
Help with non-financial service requests like updates to address, bank, or nominee details, and compliance checks for redemption or transfer.
Regular updates and educational support on regulatory changes, new requirements, and best practices.
We expertly manage every aspect of your financial life with professionalism and care.
Zero Hassle Investments: End-to-end paperwork, compliance, and regulatory support for a seamless investment experience.
Fully Compliant Process: Adheres strictly to SEBI, AMFI, FATCA/CRS, and RBI standards—protecting clients from legal or financial risk.
Expert Guidance: Proactive, knowledgeable advisors ensure your investments and records always remain audit-ready and up to date.
Get in touch with our experts today and discover how we can help you achieve your business goals.
Find answers to common questions about our consulting services and process.
KYC is a legal requirement by SEBI to verify investor identity and prevent fraud and money laundering. No mutual fund investments are processed without KYC compliance.
Key documents include PAN card, valid address proof, identity proof, passport-sized photographs, and a completed KYC form. For NRIs, OCI/PIO cards and in some cases, overseas addresses may be required
We send timely updates, request updated documentation as per regulator guidelines, and assist with form submissions for mandates like FATCA/CRS, UBO, and other regulatory checks
Yes, we follow AMFI and SEBI protocols for safe document handling, digital encryption, and physical security, ensuring your privacy and protection at all times.
You may submit the required forms and supporting documents (like address or bank change proof) in person or through our digital portal, and we ensure speedy processing.
Absolutely. We provide the necessary capital gains, TDS, and income statements, and guide you on tax-compliant documentation for all domestic and NRI transactions.
FATCA and CRS are global tax reporting requirements for investors. All investors (individual and non-individual) must declare status and provide relevant information as part of compliance updates.
Non-compliance with updated regulatory or documentation requirements can lead to investments being frozen, transactions being rejected, or regulatory penalties.
Yes, we offer end-to-end assistance for NRIs, including PAN/KYC, regulatory filings, bank mandate set-up, and compliance with Indian and international standards.
Updates are required upon change of personal details, and periodically as per regulator or AML norms (usually every 3–5 years for KYC/CDD refresh). We proactively remind you of compliance deadlines.
Leading business consulting firm helping companies achieve sustainable growth through strategic planning and expert guidance.
Unit No. 509, Block B; The One; 5 RNT Marg, Opposite DAVV University, Indore – 452001 (M.P.) India
“Mutual Fund Investments are subject to market risks read All the schemes related offer documents carefully before Investing”
“We are AMFI Registered Mutual Fund Distributor”
© Akm Wealth Pvt Ltd 2022-25
Design By Cloud Zappy
